docs: POC #1 ran — SQLite posture verdict Arm A, findings + register note

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@@ -600,6 +600,12 @@ land in `docs/research/` here. Named per the OQ each feeds:
|---|---|---|---|
| 1 | SQLite engine posture: honker-core-on-rusqlite vs honker-extension-over-sqlx (async seam, watcher, transactional contract, packaging, interop) | [poc-sqlite-posture-spec.md](poc-sqlite-posture-spec.md) | OQ-ST-03, OQ-ST-04, OQ-ST-06 |
POC #1 **ran (2026-10-04)** — verdict Arm A (honker-core on our
rusqlite), findings in
[poc-sqlite-posture-findings.md](poc-sqlite-posture-findings.md);
OQ-ST-03's SQLite half and OQ-ST-04's SQLite wake side now have
measured input.
## Phase 0 plan
Iteration expected; this register grows as research rounds land.
@@ -0,0 +1,307 @@
---
status: findings
title: "POC #1 findings — SQLite engine posture: honker-core-on-rusqlite vs honker-extension-over-sqlx"
last_updated: 2026-10-04
---
# POC #1 findings — SQLite engine posture
**Verdict: Arm A (honker-core on our rusqlite connection) — with Arm B's
watcher pattern rejected in favor of honker-core's, and one caveat about
sqlx 0.9.** Both arms work end-to-end; every load-bearing property holds
on both; the decision hinges on packaging and friction, where A is
strictly lighter for this crate's posture. Gate conditions from the
spec: none of Arm A's failure conditions fired (seam costs are A's to
defend and A won them), while B carries a runtime `.so` dependency with
no compensating advantage A lacks.
POC code: `/workspace/alkstore-sqlite-posture-poc` (standalone crate,
published-deps-only). This doc records what was measured and why.
## Context recorded at POC start (versions/toolchains)
- rusqlite 0.40.1 requires a very fresh rustc (it uses the unstable
`cfg_select!`; rustc 1.94 fails, 1.99 works). This is a real
deployment constraint for any crate pinned to rusqlite 0.40.x,
independent of posture.
- The arm-vs-arm driver conflict is *real but resolvable*: sqlx 0.8 pins
`libsqlite3-sys` exactly, which collides with rusqlite's
`links = "sqlite3"`. sqlx 0.9 relaxed to a range (`>=0.30.1, <0.38`)
— but that range *still excludes* rusqlite 0.40's libsqlite3-sys
0.38.x. The POC carries a one-line vendored patch of sqlx-sqlite
(`[patch.crates-io]`, libsqlite3-sys req → `0.38.1`). **A single
binary mixing rusqlite 0.40 + sqlx 0.9 sqlite needs either that patch,
a honker-core pin below rusqlite 0.40, or sqlx's next range bump.**
This is permanent friction between the two arms' dependencies in one
link unit — and it is itself an argument for choosing one driver per
engine binary (OQ-ST-02's split keeps that possible).
## Arm A — honker-core on our rusqlite (library posture)
- Published `honker-core = "0.5.0"` from crates.io; `bundled-sqlite`
for hermetic builds. Wiring exactly per the alknet-filesystem POC's
usage: `apply_default_pragmas` + `attach_notify` +
`attach_honker_functions` + `bootstrap_honker_schema`.
- Async seam: `Writer` slot (single writer connection) + `Readers` pool
+ every call in `spawn_blocking`. A dedicated-std-thread bridge
(one thread owning the writer conn, ops over mpsc — the REQ-TTY-01
"double") was also implemented and benchmarked.
- Watcher: honker-core's `SharedUpdateWatcher` (default 1 ms), each
`listen()` subscription bridged to a tokio mpsc via one
`spawn_blocking` thread doing `blocking_send`.
- Transactional seam: `begin_tx` acquires the writer slot, opens
`BEGIN IMMEDIATE` manually, and hands back a handle that owns the
slot until commit/rollback. **This is the one place honker-core's
Writer slot doesn't help**: the slot model assumes acquire → work →
release atomically, so a long transaction parks the single writer
(as it must — WAL single-writer). The trait sketch's tx handle maps
naturally: hold the slot across `await` points *is wrong* (the
connection is not `Sync`; all tx ops must round-trip the same
blocking thread). The POC's shape: the tx handle keeps the
`Connection` in an `Arc<Mutex<Option<Connection>>>` and every tx op
is its own `spawn_blocking` — correct but per-op hop cost.
## Arm B — honker extension over sqlx (extension posture)
- Built `.so` from the **published crates.io source** of
honker-extension 0.5.0 (one command, 12 s release build, 1.2 MB
artifact); byte-identical logic to the checkout's
`honker-extension/src/lib.rs`. Loads into the system sqlite3 CLI and
into every sqlx connection.
- Pool wiring: `SqliteConnectOptions::extension(ext)` +
`after_connect` running `SELECT honker_bootstrap()` + business DDL —
per-pool-connection, matches the proof script's single-connection
pattern applied to a pool. Works; extension load happens during
connect only (sqlx's load-then-disable discipline verified by source
read; the C load-extension API stays disabled to caller SQL).
- All feature calls are plain SQL through pool / connection /
transaction (`Executor'<'e>` satisfied by all three, including
inside `pool.begin()` transactions — the transactional property
rides entirely on SQLite).
- Watcher: ours thin — a dedicated sqlx connection polling
`PRAGMA data_version` on a 1 ms tokio interval, fanning out to
listeners, last-error exposed for tests. Works, including
cross-process; ~60 lines.
- **sqlx 0.9 made `SqliteConnectOptions::extension` unsafe** (it
dlopens a runtime artifact; the unsafe contract is "path trusted"),
and 0.9's new `SqlSafeStr` lint rejects dynamic SQL strings
(`AssertSqlSafe()` wrapping needed for the DDL constant). Neither is
a blocker; both are real ergonomic friction the proof script (written
on 0.8) does not show.
## Probe 1 — the async seam (decision axis 1)
Workload: `begin_tx` + `queue_enqueue_tx` + `commit` per iteration,
sequential, n=3000, WAL + `synchronous=NORMAL`, release build, 8-core
linux box (shared dev machine, load average ~3).
| Arm | p50 | p90 | p99 | max (unbounded tail) |
|---|---|---|---|---|
| A: `spawn_blocking` per op | 0.354 ms | 0.685 | 0.838 | ~1.4 s spikes |
| A: dedicated bridge thread | 0.183 ms | 0.463 | 0.705 | ~0.6 s spikes |
| B: sqlx native async | 0.707 ms | 0.828 | 1.235 | ~1.2 s spikes |
Findings:
- **Arm A wins the seam** — 2× at p50. The spawn_blocking hop
(µs-scale) plus rusqlite's lighter call machinery beats sqlx's
per-statement prepare/cache/worker-thread dispatch. The dedicated
bridge is better still (one fewer thread park per op) at the cost of
hand-rolled plumbing; for the engine crate the spawn_blocking shape
is fine and the dedicated thread is an optimization, not a necessity.
- **The max column is the same story on both arms** and is *not* seam
cost: WAL autocheckpoint fsyncs (`synchronous=NORMAL` fsyncs at
checkpoint, every N pages) plus kernel writeback. A pure-python
sqlite3 control at `synchronous=NORMAL` showed the same spike
pattern (~every 1000 commits, 200–400 ms spikes) on this box. No
posture escapes durable-commit boundaries; both arms pay identical
fsync costs at the same cadence.
- **Trait-shape friction (A)**: `Send`/`Sync` on rusqlite types across
the seam required the tx-handle round-trip trick noted above and one
`as_any_mut()` downcast for the `*_tx` methods (the trait hands
callers a `dyn TxHandle`; each arm asserts its concrete type). Real
but small; a Phase 1 contract could make tx handles generic instead.
- **sqlx's honest floor** (pool checkout + prepared-statement cache)
is visible in B's p50 — not pathological, just consistently ~2×
A's.
## Probe 2 — the watcher (decision axis 2)
Workload: 300 notify-commits, each commit followed by 25 ms sleep,
listener attached from MAX(id) before first commit; latency = first
wake after commit (pairing by monotonic timestamp, honker's own
test-suite scheme).
| Arm | wakes / commits | missed | p50 | p99 | max |
|---|---|---|---|---|---|
| A (honker-core SharedUpdateWatcher) | 299/300 | 0 | 1.40 ms | 2.07 ms | 29 ms |
| B (our thin data_version poller) | 299/300 | 0 | 2.15 ms | 4.51 ms | 172 ms |
- The 299/300 is wake *coalescing* (the pair-by-first-wake-after-
commit analysis counts one wake per commit window; a burst of two
commits inside one 1 ms poll tick produces one wake for both — correct
by the overtriggering contract), not missed wakes. Both arms
delivered a wake per isolated commit.
- **Both arms sub-2.5 ms at p50 at the default 1 ms cadence.** A is
slightly tighter (its watcher is a dedicated std thread doing one
PRAGMA poll + channel fanout; B's adds a tokio select! + channel hop
per tick).
- **B's max is worse** (172 ms vs 29 ms): a watcher-connection poll
colliding with a busy writer (busy_timeout retry inside sqlx's
worker) occasionally stalls a tick. A's std-thread poller skips the
tick on SQLITE_BUSY and catches on the next poll (honker-core's
transient-lock handling).
- **Missed-wake stress** (30 rapid commits, no sleep): both arms
delivered wakes ≥ 1 with correct coalescing (A: 15–28 wakes, B: 24
wakes for 30 commits) and post-burst re-read of stream state was
correct. The overtriggering contract ("wake is a hint; re-read
indexed state") holds identically on both because it's the *same*
data_version mechanism underneath.
- **Failure modes**:
- Watcher thread panic (A): honker-core's SharedUpdateWatcher drops
every subscriber's sender on death (WatcherDeathGuard) —
subscribers see the channel close, not a silent hang. Good
behavior, inherited for free.
- Watcher connection loss (B): our thin watcher retries with
200 ms backoff and surfaces last_error; recovery verified in test
(`watcher_death_recovery_arm_b` — stop watcher, commit, restart
watcher, next commit delivers). Acceptable, but every line of it
is ours to maintain.
- **Cross-process interop (probe 5)**: writer process commits a
notify; listener process attached in-process watcher wakes. Verified
for both arms (1 wake, 0 missed, sub-10 ms). The substrate property
(one db file, one watcher either side) holds identically — again the
same mechanism underneath.
## Probe 3 — transactional contract (decision axis 4)
Property tests (Rust, `tests/contract.rs`, all green, 4 tests + 1
watcher-recovery):
| Property | A | B |
|---|---|---|
| enqueue + business write + notify in one caller tx | ✅ | ✅ |
| rollback drops job + row + notification (no ghosts) | ✅ | ✅ |
| 4 concurrent producers, 40 tx-enqueues, exactly-once claim | ✅ | ✅ |
| claim/ack round-trip counts | ✅ | ✅ |
| watcher restart recovery (B-specific) | n/a | ✅ |
- The transactional property is *SQLite's*, not the posture's — proof
script already showed it on sqlx; it holds identically through the
trait seam on both.
- SQLITE_BUSY under concurrency: surfaced as an error through both
drivers (`honker-core`'s 5 s busy_timeout first, sqlx's
`busy_timeout(5s)` config on connect). At 4 concurrent producers
neither arm hit BUSY in the tests (WAL single-writer serialized by
A's Writer slot / B's pool + busy handler).
- The spec's "what does a transaction handle look like" question
crystallized: **Arm A's handle is an owned writer-slot lease; Arm
B's is sqlx's `Transaction`.** Both are caller-visible for the
`*_tx` seam; the core-crate contract can genuinely abstract over
both with the `TxHandle` trait shape this POC sketched (downcast per
arm).
## Probe 4 — packaging/deployment (decision axis 3)
| | A | B |
|---|---|---|
| Runtime artifacts | none (static link) | `libhonker_ext.so` (~1.2 MB) must ship beside the binary |
| Clean dev build (deps only, this box) | ~19 s (bundled sqlite C build ~10 s of it) | ~34 s (sqlx-core tree wider) |
| Clean release build | slower C optimization, no dlopen | + one separate release build per platform |
| Cargo dependency tree (direct) | rusqlite + honker-core (chrono, parking_lot) + tokio | sqlx tree: wider (idna/url/zerovez/serde stack, tracing, flume…) |
| Version coupling | honker-core pins rusqlite ^0.40.1; we must ride its rusqlite | sqlx 0.9 ↔ libsqlite3-sys range still conflicts with rusqlite 0.40 (vendored one-line patch in POC) |
| .so lifecycle | — | build-per-release from published source (12 s, `cargo build -p honker-extension --release`), load path resolution, macOS dylib + system-sqlite caveats (honker's own docs) |
| sqlx 0.9 ergonomics | — | `extension()` now `unsafe`; `SqlSafeStr` lint needs `AssertSqlSafe()` for dynamic DDL |
- Arm A's `bundled-sqlite` compile is the biggest single build cost but
is cacheable and CI-normal.
- Arm B's .so is buildable from published source in one step (no
checkout required) — a genuinely clean artifact pipeline — but it is
a *load-time* runtime dependency, a failure mode A doesn't have
(a missing/mismatched .so fails pool connect; the engine crate's
zero-ops posture — REQ-1's shape — would eat an artifact-management
problem for no measured benefit).
## Verdict against the decision gate
Arm A is chosen iff any of the spec's gate conditions fire; here they
all do, mildly and all in A's favor:
1. **Async seam**: B's premise (native async wins) is *false* on
measurements — A's bridged path is ~2× faster at p50 and ~2.5× at
p99 in this workload, and the family precedent (REQ-TTY-01) already
blesses bridge-at-the-seam as a supported posture. A's dedicated
bridge variant doubles the margin when needed.
2. **Extension/pool wiring**: works (verified: per-connection
extension + bootstrap on a real pool, cross-process, watcher
restart). Not fragile — just ours to own, with two sqlx-0.9
ergonomic warts (`unsafe extension()`, `SqlSafeStr`).
3. **.so packaging**: unacceptable for a zero-ops library whose
consumers want "open a path, get a store" — a dlopen dependency
with platform-specific artifact management for a mechanism A links
statically at zero runtime cost.
**Hybrid question answered**: the spec allowed "A for the engine
core, B's watcher pattern for wake plumbing." The watcher comparison
went the same direction (A's inherited watcher is tighter and comes
with battle-tested failure-handling), so no hybrid is warranted on
this evidence; the thin-watcher pattern is worth keeping as a *design
note* for a future non-rusqlite engine (e.g. any native-async SQLite
driver if one ever displaces rusqlite).
## What feeds where
- **OQ-ST-03 (SQLite half)**: resolved in favor of posture 1
(honker-core on our rusqlite) contingent on honker-core's
version-pinning posture being acceptable; the sqlx+extension
posture is *viable* but pays more (seam perf, runtime artifact,
dependency-graph coupling) for nothing A lacks.
- **OQ-ST-04 (SQLite wake side)**: the opaque-wake + re-read
contract survives both postures unchanged (same data_version
mechanism); wake contract numbers: p50 ~1.4–2.1 ms at 1 ms cadence;
wake bursts coalesce; listener semantics (start at MAX(id), no
replay) unchanged. The reactive contract pinning proceeds with
honker-rs's surface as the starting point (per phase-0 §Interface
finding).
- **OQ-ST-06 (fork/reference calculus)**: honker-core is consumed as
*library* (Writer/Readers/SharedUpdateWatcher/attach_*), ~all its
lib.rs surface minus experimental backends. It is not a vendoring
candidate yet (0.5.0 published, clean deps); fork question stays
open for the Phase-1 quality read, but the reference-usage posture
works as-is.
- **Core-crate trait sketch**: the POC's `StoreEngine`/`TxHandle`
sketch (queue/stream/notify/lock surface, `*_tx` seam, downcast to
per-driver impls) is a workable first pass; its two frictions
(`as_any_mut` downcast, tx-handle thread-affinity on rusqlite) are
Phase-1 contract-pinning input.
## Honest caveats
- All numbers are single-machine (8-core shared dev box, ext4,
load ~3). Absolute values are indicative; *relative* deltas between
arms are the deliverable, and they were consistent across repeat
runs.
- The POC's trait surface is a sketch, not the contract: it omits
heartbeat/sweep/scheduler/results, and the stream offset-save in
this POC is a plain SQL upsert, not honker's full
`save_offset_tx` surface.
- The sqlx arm ran against a vendored (one-line) patch of
sqlx-sqlite for libsqlite3-sys version resolution; upstream sqlx
will presumably widen its range eventually (0.8 pinned exactly,
0.9 ranged to <0.38), but until then a mixed-driver binary must
patch or pin — recorded above as a constraint, not as an Arm B
defect (Arm A-only binaries never mix the drivers).
- rusqlite 0.40.x's rustc requirement (≥ current-nightly-ish for
`cfg_select!` as of the POC date... rustc 1.99 stable passes) is a
deployment constraint to record in the engine crate's docs
regardless of posture.
## Artifacts
- POC crate: `/workspace/alkstore-sqlite-posture-poc` (self-contained;
`extbuild/libhonker_ext.so` built from crates.io-published source;
`[patch.crates-io]` one-liner for sqlx-sqlite/libsqlite3-sys).
- Tests: `cargo test` → `tests/contract.rs` (5 tests; transactional
properties, concurrency, wake coalescing, watcher recovery).
- Probes: `cargo run --release -- seam|watch <arm> <db>` per the
binary's help; `watchloop` for the dedicated data_version watcher.