Files
alkhttp/docs/architecture/decisions/014-secret-material-flow-and-capability-injection.md
T
glm-5.3-flash 4a825d33e7 feat(infra): full-surface integration suite + docs sync + publish prep
Full-surface integration suite (tests/full_surface.rs, mcp feature):
- one HttpAdapter over real TCP (ProtocolHandler::handle path) serving
  gateway endpoints, /openapi.json, /mcp, and the WS channels session
- gateway: search/schema/call/subscribe/batch/publish presence,
  envelope shapes, error fidelity end-to-end
- from_openapi import -> Internal-by-default invisible from the wire ->
  External facade composes it via env.invoke -> upstream HTTP API
  called end-to-end (ADR-015 composition model exercised)
- to_openapi 6-path doc validated against openapiv3 over the wire
- to_mcp: MCP client connects to /mcp on the served adapter, lists the
  4 gateway tools, search returns ACL-filtered ops (Sub excluded)

Production fix: the WS upgrade route was reserved but never wired into
HttpAdapter's router (the ws-upgrade-session tests built their own
router). Now wired with ws_bearer_auth (401 without a resolvable
token) around ws_upgrade_handler.

Docs sync: all 28 'Port notes' sections/blockquotes stripped from
ported ADRs/specs; OQ-01/OQ-02 statuses corrected to resolved in
overview.md, websocket.md, and the README table (open-questions.md was
already current).

Publish prep: cargo publish --dry-run --allow-dirty succeeds;
cargo doc --no-deps warning-free (ADR link targets fixed); feature
combinations (default / test-support / mcp / wss / all) compile
warning-free under clippy -D warnings.

Verified: cargo test (182 lib default), --all-features (227 lib + 29
integration), clippy -D warnings x3 feature sets, fmt, doc,
publish --dry-run.
2026-08-28 16:07:56 +00:00

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Markdown

# ADR-014: Secret Material Flow and Capability Injection
*Ported from alknet ADR-014 (Secret Material Flow and Capability Injection); re-targeted to alkhttp.*
## Status
Accepted
## Context
alkvault holds the master seed and can derive keys and encrypt/decrypt
arbitrary data. ADR-008 established that the vault is a **capability source**:
"derived keys and decrypted credentials are injected into operation contexts
at the assembly layer, not passed as vault references to handlers." That
prose was correct but the mechanism was never specified.
The result was a contradiction in the spec documents. ADR-008 said the master
seed never crosses the network, but `operation-registry.md` showed
`vault/derive`, `vault/unlock`, and `vault/decrypt` registered as call protocol
operations — directly on the wire. Those two statements cannot both be true.
The contradiction arose because no injection mechanism existed in the
architecture, so the only way the docs could show a handler obtaining a key was
to expose vault operations over the call protocol.
This is a one-way door. Once secret material crosses the wire as a call
protocol operation, the attack surface is permanent:
- `vault/unlock` accepts a BIP39 mnemonic — the root of trust — over the wire.
A compromised peer, a logging accident, a tracing span, and the seed is gone.
- `vault/derive` returns a `DerivedKey`. The type redacts the private key in
JSON today, but the operation's existence means a serialization change, a
binary codec addition, or a wrapper change would leak it. The surface is
the risk, not the current implementation.
- `vault/decrypt` accepts an encrypted blob and returns plaintext. Any
authorized caller can decrypt any blob they possess.
The broader problem this decision addresses is structural: the industry
default for storing LLM provider keys, API tokens, and other credentials is
plaintext config files and environment variables (e.g., the aisdk Rust port
reads `std::env::var("GOOGLE_API_KEY")` and the example backend calls
`dotenv::dotenv()`). The alk stack replaces that with a vault (alkvault). But
the vault only solves the storage problem; the flow problem — how decrypted
material reaches the code that needs it without crossing the network —
requires its own decision.
There is a separate, second axis that the current `OperationContext` conflates
with the secret-flow problem. A handler has two orthogonal credential concerns:
- **Identity (inbound)**: who is calling me? Resolved per-request from
`AuthContext` (TLS client cert, auth token). Already in `OperationContext`.
- **Capabilities (outbound)**: what secrets can I use for outbound calls? This
is the missing axis. A handler calling Google's API needs a decrypted Google
API key. That is not the caller's identity — it is the handler's own outbound
credential, provisioned by the assembly layer.
Mixing these two into one channel (e.g., stuffing secrets into
`OperationContext.metadata: HashMap<String, Value>`) is a leak risk: metadata
propagates through nested calls via `OperationEnv::invoke()`, so a secret
placed there by one handler would flow to every downstream operation.
## Decision
**1. The vault is assembly-layer only.**
The CLI binary (or an embedded assembly layer) is the sole component that
talks to `VaultServiceHandle` directly. It unlocks the vault at startup,
derives and decrypts what each handler needs, and constructs handlers with the
results. No vault operation (`derive`, `decrypt`, `unlock`, `lock`) is
registered as a call protocol operation. The vault has no ALPN. The master
seed and derived private keys never enter the call protocol.
**2. Capabilities are the injection mechanism.**
A `Capabilities` type carries outbound secret material from the assembly layer
into handlers. Capabilities are distinct from identity (inbound auth) and
distinct from per-request metadata. The concrete shape of the `Capabilities`
type is a two-way door — to be decided during implementation of the call
protocol crate (now the alkcall crate). The one-way constraint is:
- Capabilities hold non-serializable, zeroized secret material. They cannot
cross the call protocol wire even by accident — they are not
`serde_json::Value`, they do not implement `Serialize`, and they do not
appear in `EventEnvelope` payloads.
- Capabilities are injected at handler construction (the common case: a static
decrypted API key held for the handler's lifetime) or scoped per-request for
internal-only flows. They are never populated from call protocol
inputs.
**3. The call protocol carries no secret material.**
This is a wire-level constraint on the call protocol, not a handler-level
convention. Secret material (private keys, API keys, mnemonics, decrypted
credentials, raw tokens) must not appear in:
- `call.requested` payloads (inputs)
- `call.responded` payloads (outputs)
- `OperationContext.metadata`
The wire format does not enforce this — it carries `serde_json::Value` — so the
constraint is architectural, enforced by the operation registry and by
convention. Operations that need to share public key material (e.g., for
identity verification) use a dedicated operation that returns only the public
component, never the private key.
**4. Adapters take credential sources, not static tokens.**
The `from_openapi` and `from_jsonschema` adapter patterns (the
`OperationAdapter` trait lives in the alkcall crate per alkcall ADR-033; the
HTTP-backed adapter implementations live in alkhttp — see ADR-066) register
HTTP-backed operations. The TypeScript `@alkdev/operations` `from_openapi`
takes `config.auth: { token: "..." }` — a static string. The Rust adapters
take a credential source wired to the assembly layer (a resolver, a capability
handle, or an injected secret), not a literal token. This is the integration
point where the vault feeds credentials into HTTP-backed operations: the
assembly layer decrypts the token at startup and provides it to the adapter at
registration time.
**5. Handlers that need per-request vault access receive a scoped capability.**
The common case (a static decrypted API key) is covered by construction-time
injection. A narrower case — a handler that derives a child key for a specific
operation (e.g., signing for GitHub authentication) — receives a
scoped capability that can only derive at a restricted path set. This is still
not a vault reference: it is a restricted handle that performs a specific
derivation and returns the result to the handler, in-process. The handler
never sees the master seed. Whether this scoped capability is a distinct type
or modeled as a pre-derived key injected at construction is a two-way door
left to the alkcall and agent crate specs.
## Consequences
**Positive:**
- The master seed and derived private keys never cross the network. The attack
surface for the root of trust is local-only.
- The `OperationContext` gains a clean second axis (capabilities) instead of
overloading `metadata` for secrets, preventing accidental propagation of
secret material through nested calls.
- Handlers that need outbound credentials (the agent handler calling an LLM
provider) receive them directly — no indirection through a `vault/derive`
call, no latency, no failure mode where the vault must be reachable at call
time.
- The adapter contract (alknet OQ-15) gains a concrete shape: adapters take a
credential source from the assembly layer, not a static token. This makes
the `from_openapi` / `from_jsonschema` / `from_call` patterns safe by
construction.
- The model is structurally incompatible with the env-var / plaintext-config
default. There is no `std::env::var("API_KEY")` path — the only way a handler
gets a credential is through a capability, and the only way a capability is
populated is through the assembly layer from the vault.
**Negative:**
- The assembly layer (CLI binary) has more construction-time responsibility: it
must know which handlers need which credentials and wire them. This is
expected — the CLI assembles everything (alknet ADR-008).
- Adding a new handler that needs a new credential requires updating the
assembly layer, not just registering an operation. This is a feature, not a
bug: it forces an explicit decision about what secret material a handler
needs.
- Remote vault administration (unlock a running node's vault over the network)
is not supported by this decision. If that capability is needed in the
future, it would require a separate, heavily restricted mechanism (admin
scope, mTLS-only, never expose the mnemonic over an unauthenticated channel)
and its own ADR. This decision does not close that door; it simply does not
open it.
- The `Capabilities` type shape is not fully specified here. The one-way
constraint (non-serializable, zeroized, injection-only) is fixed; the
concrete API is a two-way door for the call protocol spec.
## Assumptions
These are the load-bearing assumptions. If any of them breaks, the decision
should be revisited:
1. **Handlers need credentials at construction time or at call time, not
dynamically discovered at call time.** If a handler needs to derive a key
at an unpredictable path determined by call input, the scoped-capability
model still covers it (the handler holds a scoped vault access), but the
surface area is larger. The assumption is that this case is rare.
2. **The call protocol's threat model excludes the assembly layer.** The CLI
binary is trusted to hold the vault handle and inject capabilities. If the
assembly layer is compromised, all handlers' capabilities are compromised.
This is the same trust boundary as alknet ADR-008.
3. **No legitimate use case requires returning a private key over the wire.**
Public key sharing (identity verification, encryption to a recipient) is
the only cross-node key material flow. If a use case for returning a
private key emerges (e.g., a key-escrow service), it needs its own ADR and a
very different threat model.
4. **Adapters are registered at startup, not at call time.** The credential
source is wired to the adapter when the operation is registered, not when
the operation is invoked. This is consistent with alknet OQ-04 (static
registration at startup).
## References
- alknet ADR-003: Crate decomposition (alknet-vault was standalone; now
extracted as alkvault) — [ported here](003-crate-decomposition.md)
- alkcall ADR-013: irpc as call protocol foundation (alknet ADR-005;
superseded — see alkcall ADR-014, irpc was never integrated)
- alknet ADR-008: Vault integration point (capability source — this ADR
specifies the mechanism that ADR-008 described in prose; alknet mono-repo
ADR — the vault is an alkvault concern)
- alknet ADR-009: One-way door decision framework (now alkcall ADR-032)
- alkcall ADR-033: Rust as canonical implementation language (alknet ADR-013)
- alknet OQ-15: Call protocol client and adapter contract (this ADR constrains
the adapter contract: adapters take credential sources, not static tokens;
resolved by alkcall ADR-022, ported here as
[ADR-017](017-call-protocol-client-and-adapter-contract.md))
- alknet OQ-16: Safe vault operations for call protocol exposure (resolved by
this ADR: none, for now)
- alkvault crate (extracted from the alknet mono-repo's `alknet-vault`)