Three simplifications to the channels spec, all flowing from the review: 1. Substrate simplification (ADR-071 revised): the 9-byte chunk header is used in ALL substrates — in-line (TCP+TLS, WebTransport), native (QUIC bidi streams), and multi-connection. The ChannelsAdapter reads headers off every bidi stream it accepts; the transport's native multiplexing is a performance optimization (independent flow-control windows), not a protocol change. One wire format, one code path, one handler experience. The channel_id in the header is the correlation key across substrates. 2. Stream_type decomposition (ADR-071 revised): every stream_type is unidirectional. Bidirectionality is two stream_types (write + read), not one 'bidirectional' stream_type. Grouped in threes: 0/1/2 = data write/read/err, 3/4/5 = control write/read/err, % 3 formula. This resolves the TTY control channel's 'not actually bidirectional' flaw — control is now 3 (write, client→server) + 4 (read, server→client), each with its own reassembly buffer and EOF. Channel 0 uses [0,1] (call frames bidirectional via 0=in, 1=out). TTY uses [0,1,2,3,4]. ADR-072, 073, 074, 077 updated for the new stream_type assignments. 3. Sub-crate decomposition (ADR-081 new): channels-core (pure multiplexer — wire format, demux/mux, ChannelBidiStreamSource, ChannelManager; depends on alknet-core only, no call dependency, ALPN-blind) / channels-call (channel 0 pre-negotiation + lifecycle op registrations; depends on channels-core + alknet-call) / channels-hub (relay) / channels-worker (ChannelClient). Isolates the call-protocol coupling from the pure multiplexer so the dependency graph is honest. ADR-077 (TTY inside channels) updated: TTY now uses 5 sub-streams [0,1,2,3,4] with control properly bidirectional via 3/4; amends ADR-052's stream_type assignments for direct mode too (direct alknet/tty now uses 0-4, not 0-3). Spec docs updated: channels-wire, channels-connection, channels-adapter, channel-operations, overview, README.
271 lines
12 KiB
Markdown
271 lines
12 KiB
Markdown
---
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status: draft
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last_updated: 2026-07-12
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---
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# channel-operations.md — Channel Lifecycle on the Call Protocol
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Channel lifecycle is orchestrated by the call protocol on channel 0
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(ADR-072). Four operations on channel 0's `OperationRegistry` (ADR-073)
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handle open, close, control, and resource discovery. All four go through
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the existing `OperationContext` / `AccessControl::check` path — no new auth
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machinery, no new framing.
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## The four operations
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### `channel/open` — open a data channel
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Request (on channel 0):
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```json
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{
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"operation": "channel/open",
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"input": {
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"alpn": "alknet/tty",
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"stream_types": [0, 1, 2, 3],
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"params": { "backend": "docker", "cmd": ["bash"], "container": "abc123" },
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"direction": "initiator-to-responder"
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}
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}
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```
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| field | type | meaning |
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|-------|------|---------|
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| `alpn` | string | The ALPN the channel will carry. Responder looks this up in its `HandlerRegistry`. |
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| `stream_types` | `[u8]` | Which sub-stream types this channel will use. E.g. `[0,1,2,3,4]` for TTY (data in/out/err + control in/out), `[0,1]` for a tunnel, `[0,1]` for channel 0. See ADR-071 §stream_type decomposition. |
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| `params` | object | ALPN-specific parameters. For `alknet/tty` this is `NegotiateRequest`. For `alknet/tunnel` this is the target resource. The channels layer does not interpret `params`. |
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| `direction` | string | `initiator-to-responder` or `responder-to-initiator`. See "Direction semantics" below. |
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Response:
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```json
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{
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"output": {
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"channel_id": 7,
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"stream_types": [0, 1, 2, 3]
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}
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}
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```
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| field | type | meaning |
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|-------|------|---------|
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| `channel_id` | u32 | Server-assigned (DP-1). The responder allocates via monotonic `AtomicU32`. |
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| `stream_types` | `[u8]` | The negotiated set — the responder may narrow the initiator's requested set. |
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**Channel ID allocation: server-assigned (DP-1).** One round-trip before
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data flows — the same round-trip the call protocol makes for every
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operation. All current channel types (TTY, tunnel, SSH) already require a
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negotiation round-trip, so the open round-trip is not additive latency.
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**Error codes** (new `CallError.code` strings, not new framing):
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| code | meaning | retryable |
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|------|---------|-----------|
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| `channel:unknown_alpn` | ALPN not in responder's `HandlerRegistry` | false |
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| `channel:forbidden` | `AccessControl::check` denied the open | false |
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| `channel:allocation_failed` | Handler allocate failed | true (often transient) |
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| `channel:invalid_params` | `params` JSON didn't satisfy the ALPN's expectations | false |
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| `channel:too_many_channels` | Per-connection channel limit hit (ADR-076) | false |
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| `channel:stream_type_unavailable` | Responder can't provide a requested `stream_type` | false |
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### `channel/close` — tear down a channel
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```json
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{
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"operation": "channel/close",
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"input": { "channel_id": 7, "reason": "exit" }
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}
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```
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The responder (the side that didn't send the close) drains its reassembled
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streams for `channel_id`, signals EOF to the handler, and returns
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`{ "closed": true }`. The `channel_id` is eligible for reuse after the drain
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completes (ADR-076 — monotonic IDs with wrap-around, not a free-list).
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`reason` is free-form for observability — not semantically required.
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**REQ-CH-06: exit-chunk-before-close ordering.** The channel's data chunks
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MUST be written and flushed before the `channel/close` operation is sent on
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channel 0. The side closing must observe the data-channel pump complete
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before issuing the call operation. For TTY this is the exit-chunk-is-last
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invariant (ADR-055) carried forward; for tunnels it is the last data byte
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before close. This invariant crosses two channels (the data channel and
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channel 0), so the channels layer owns the ordering guarantee.
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### `channel/control` — out-of-band control on channel 0
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For control that doesn't need ordering relative to data (resize, signal,
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keepalive):
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```json
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{
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"operation": "channel/control",
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"input": {
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"channel_id": 7,
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"stream_type": 3,
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"message": { "type": "resize", "cols": 80, "rows": 24 }
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}
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}
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```
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The channels layer routes `message` to the handler's control handle for
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`channel_id`. The `message` JSON is ALPN-specific; the channels layer does
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not interpret it.
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### `channel/resources/subscribe` — live resource discovery
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**This is a `Subscription` operation (ADR-049), not a polled `Query`.** The
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call protocol has `StreamingHandler` / `invoke_streaming` (implemented and
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tested). The first consumer (the hub aggregating worker resources) needs
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live updates when workers connect/disconnect or containers start/stop.
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```json
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{
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"operation": "channel/resources/subscribe",
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"input": {}
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}
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```
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The responder registers a `StreamingHandler` that emits a `ResponseEnvelope`
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whenever the resource set changes. Each event:
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```json
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{
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"output": {
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"resources": [
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{
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"alpn": "alknet/tty",
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"backends": ["docker", "local"],
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"access": { "required_scopes": ["tty:open"] }
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},
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{
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"alpn": "alknet/tunnel",
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"targets": ["container:*", "service:postgres"],
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"access": { "required_scopes_any": ["tunnel:open", "admin"] }
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}
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]
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}
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}
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```
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| field | type | meaning |
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|-------|------|---------|
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| `alpn` | string | The ALPN this side accepts `channel/open` for. |
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| `backends` / `targets` | `[string]` | ALPN-specific enumeration of what's available. The channels layer doesn't interpret these. |
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| `access` | object | A preview of the `AccessControl` that `channel/open` will check. Advisory — lets the initiator fail fast. The real check happens on `channel/open`. |
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The stream emits an initial snapshot immediately, then subsequent events on
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any change. The stream is long-lived; the subscriber cancels by dropping the
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subscription (ADR-016 abort cascade applies).
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A `channel/resources` (non-subscribe, `Query`) operation is NOT provided.
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The subscription's initial snapshot serves the poll use case (subscribe,
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read the first event, cancel). Providing both would be redundant and would
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pressure consumers toward the stale-poll path.
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## Direction semantics (OQ-CH-09 — pinned)
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Channel open is **bidirectional** — either side can initiate. The
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`direction` field determines who is the ALPN-server (allocates the handler,
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writes the negotiation response) vs the ALPN-client (writes the first
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request).
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| `direction` | Initiator role | Responder role | Who writes first |
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|-------------|----------------|----------------|-------------------|
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| `initiator-to-responder` | ALPN-client | ALPN-server | Initiator writes first (the request data); responder's handler is the server side. The common case: "open me a TTY on your docker container." |
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| `responder-to-initiator` | ALPN-server | ALPN-client | Responder writes first (the negotiation response); initiator's handler is the client side. The "worker exposes, hub consumes" case: the worker initiates the open to make itself available; the hub is the client. |
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**The channels layer does not enforce write order.** Write order is
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ALPN-specific, determined by which side is the ALPN-server. The channels
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layer routes chunks; the handlers negotiate who writes first via their
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ALPN's `params` contract.
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**`channel_id` allocation is always by the responder** (DP-1), regardless of
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`direction`. The responder is the side that receives the `channel/open` call
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operation; it allocates the ID and returns it. In the `responder-to-
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initiator` case, the initiator (worker) sends the `channel/open`, so the
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responder (hub) allocates the ID — even though the worker is the ALPN-server
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for the channel's data. This keeps ID allocation in one place and avoids the
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collision-prone client-assigned alternative.
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## Control-message division (DP-4 — pinned)
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| Control path | When | Examples |
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|--------------|------|----------|
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| Call operations on channel 0 (`channel/control`, `channel/close`) | Control that doesn't need ordering relative to data, or lifecycle events | resize, signal, keepalive, close |
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| `stream_type 3` chunks on the data channel | Control that MUST be ordered relative to data | EOF before exit, flush before close |
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The TTY crate's exit-chunk-is-last invariant (ADR-055) is the canonical
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example of data-ordered control — it rides on `stream_type 3` because it
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must arrive after the last stdin chunk, guaranteed by chunk ordering within
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`(channel_id, stream_type)`, not by a call-protocol round-trip. The
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`channel/close` operation that follows is on channel 0 and is ordered after
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the data pump completes (REQ-CH-06).
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## ACL flow (end-to-end)
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A browser opening a TTY channel to a spoke through a hub (ADR-079):
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1. Browser's channel 0 → hub's channel 0: `channel/open`
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`{ alpn: "alknet/tty", params: { backend: "docker", cmd: ["bash"], container: "abc123" } }`.
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The browser's identity is a bearer token (ADR-034).
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2. Hub's `CallAdapter` runs `AccessControl::check` on `channel/open` with
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the browser's identity. If denied → `channel:forbidden`.
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3. Hub forwards to spoke via `from_call`: the hub's `forwarded_for` handler
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constructs a `call.requested` with the hub as caller and the browser as
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`forwarded_for` (ADR-032 §3). The spoke receives `channel/open` with
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`caller = hub`, `forwarded_for = browser`.
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4. Spoke's `CallAdapter` runs `AccessControl::check` with the hub as caller
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(the spoke authorizes the hub — ADR-050). The spoke's ownership store
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verifies the hub (or the `forwarded_for` browser, per policy) owns
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`container:abc123`.
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5. Spoke allocates the channel via `TtyAdapter` / `DockerTtyBackend`,
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returns `channel_id`.
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6. Hub opens a matching channel on the browser's side and bridges them
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(byte-forward with `channel_id` rewrite — ADR-079).
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The hub ran **zero** protocol-specific auth. It ran `channel/open`'s
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`AccessControl::check` (call-protocol machinery) and forwarded. The channels
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layer inherited the auth model by being a call-protocol operation.
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## Hub relay contract (ADR-079 — summary)
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The hub **translates**, not transparently forwards:
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1. **Call-protocol layer (channel 0): translate.** The hub terminates
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channel 0 on both legs. `channel/open` from the browser → hub's
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`AccessControl::check` → hub re-issues `channel/open` on the spoke leg
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with `forwarded_for` → spoke returns its `channel_id` → hub maps
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browser-id ↔ spoke-id.
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2. **Data-channel layer: byte-forward with `channel_id` rewrite.** The
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relay reads chunks for `browser_id`, rewrites the `channel_id` field to
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`spoke_id`, writes onto the spoke's channels connection — and vice versa.
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The relay does not parse the payload.
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`channel/control` operations on channel 0 carry `channel_id` in their JSON
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payload; the hub's `CallAdapter` translates these too (rewrites
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`channel_id` in the payload). The relay does not touch `channel/control` —
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it's a call operation, translated, not byte-forwarded.
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The hub never runs a handler for `alknet/tty`, `alknet/ssh`, or
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`alknet/tunnel`. It runs `alknet/channels` (the relay) and `alknet/call`
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(for its own hub-level operations + translation).
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## Design Decisions
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All design decisions are documented as ADRs in [decisions/](../../decisions/).
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| ADR | Decision | Summary |
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|-----|----------|---------|
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| [073](../../decisions/073-channel-lifecycle-operations.md) | Channel Lifecycle Operations | The four ops; `direction` pinned; subscribe not poll |
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| [072](../../decisions/072-channel-0-pre-negotiated-call.md) | Channel 0 Pre-Negotiated | Channel 0 = `alknet/call` |
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| [079](../../decisions/079-hub-relay-translate-not-forward.md) | Hub Relay | Translate channel 0, byte-forward data channels |
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| [049](../../decisions/049-streaming-handler-for-subscriptions.md) | StreamingHandler | The machinery `channel/resources/subscribe` uses |
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| [032](../../decisions/032-forwarded-for-identity.md) | Forwarded-For Identity | The auth chain for hub-relayed opens |
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| [050](../../decisions/050-dynamic-resource-ownership-for-runtime-spawned-resources.md) | Dynamic Resource Ownership | The ownership store the spoke queries |
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## References
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- ADR-073: channel lifecycle operations (the decision)
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- ADR-079: hub relay (the translate contract)
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- `docs/research/alknet-channels/phase-0-findings.md` §Channel Open
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Negotiation, §ACL and Security Model |